English, Article edition: Financial services and markets tribunal rules on application of financial promotion regime Joanna Gray

User activity

Share to:
 
Bookmark: http://trove.nla.gov.au/version/31033
Physical Description
  • article
Language
  • English

Edition details

Title
  • Financial services and markets tribunal rules on application of financial promotion regime
Author
  • Joanna Gray
Physical Description
  • article
Notes
  • Purpose – The purpose of this paper is to describe the Financial Services and Markets Tribunal ruling on the application of the financial promotion regime, involving Fox Hayes v. Financial Services Authority. Design/​methodology/​approach – The paper outlines the facts surrounding the case and comments on the ruling. Findings – The Tribunal disagreed with the FSA that the applicant had acted negligently or recklessly. Originality/​value – The paper highlights the lack of clarity and guidance on the part of the FSA as to exactly which firms on its list of unauthorised firms it considered as “boiler rooms” and which it did not.
  • Legal decisions, Tribunals
  • RePEc:eme:jfrcpp:v:16:y:2008:i:2:p:192-199
Language
  • English
Contributed by
OAIster

Get this edition

  • Set up My libraries

    How do I set up "My libraries"?

    In order to set up a list of libraries that you have access to, you must first login or sign up. Then set up a personal list of libraries from your profile page by clicking on your user name at the top right of any screen.

  • All (1)
  • Unknown (1)
None of your libraries hold this item.
None of your libraries hold this item.
None of your libraries hold this item.
None of your libraries hold this item.
None of your libraries hold this item.
None of your libraries hold this item.
None of your libraries hold this item.
None of your libraries hold this item.

User activity


e.g. test cricket, Perth (WA), "Parkes, Henry"

Separate different tags with a comma. To include a comma in your tag, surround the tag with double quotes.

Be the first to add a tag for this edition

Be the first to add this to a list

Comments and reviews

What are comments? Add a comment

No user comments or reviews for this version

Add a comment