English, Article edition: Financial services and markets tribunal turns down costs application from broker whom it had earlier found not to have engaged in market abuse Joanna Gray

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Bookmark: http://trove.nla.gov.au/version/31008
Physical Description
  • article
Language
  • English

Edition details

Title
  • Financial services and markets tribunal turns down costs application from broker whom it had earlier found not to have engaged in market abuse
Author
  • Joanna Gray
Physical Description
  • article
Notes
  • Purpose – The purpose of this paper is to describe how the Financial Services and Markets Tribunal turned down a costs application from a broker it had earlier found not to have engaged in market abuse. Design/​methodology/​approach – The paper outlines the facts surrounding the decision. Findings – The case drives home the importance of insurance against the costs of Tribunal representation for key employees in the financial services industry at risk of FSA enforcement proceedings. Originality/​value – The paper highlights the Financial Services and Markets Tribunal decision to awarding costs.
  • Legal decisions, Tribunals
  • RePEc:eme:jfrcpp:v:14:y:2006:i:4:p:418-423
Language
  • English
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